Ortwin Gierhake
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ortwin Gierhake, CE reference AVT234. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 — Dealing in securities | 2024-02-19 | present |
| Marex Financial Services Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2024-02-19 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-12-13 | 2024-02-19 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-12-13 | 2024-02-19 |
| Xeram and Company (Asia) Limited |
RO | Type 1 — Dealing in securities | 2019-05-17 | 2023-11-30 |
| Xeram and Company (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2019-05-17 | 2023-11-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-18 | 2018-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-04 | 2018-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2018-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-30 | 2018-04-10 |