Steven Karjing Wong
王家政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Karjing Wong (王家政), a licensed former licensee with CE reference AVT100. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-07 | 2012-11-23 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-07 | 2012-11-23 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-25 | 2011-03-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-25 | 2011-03-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-25 | 2011-03-31 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-29 | 2011-01-03 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 9 — Asset management | 2010-09-29 | 2011-01-03 |