Lan-Shin Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan-Shin Liu ( ), a licensed former licensee with CE reference AVS373. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-07-20 | 2018-07-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-16 | 2017-10-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-09-07 | 2014-11-20 |