Gen Kimura
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gen Kimura ( ), a licensed former licensee with CE reference AVR981. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-04-03 | 2017-04-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-04-03 | 2017-04-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-11-30 | 2016-12-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-11-30 | 2016-12-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-11-03 | 2015-02-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-11-03 | 2015-02-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-11-03 | 2015-02-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-05 | 2012-10-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-23 | 2012-10-03 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-23 | 2010-12-16 |