Li (SFC:AVR897) Liu
劉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:AVR897) Liu (劉莉), a licensed former licensee with CE reference AVR897. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-06-05 | 2025-09-30 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-23 | 2024-03-31 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-08 | 2024-03-31 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-08 | 2024-03-31 |
| Standard Perpetual Securities Limited 標準盛豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-24 | 2022-06-20 |
| Standard Perpetual Securities Limited 標準盛豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-03 | 2022-06-20 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-12 | 2020-08-24 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-21 | 2017-04-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-16 | 2017-03-01 |
| Diamond Dragon Advisors Limited 熠尊咨詢有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2011-03-28 |