Kai (SFC:AVR403) Yu
喻凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai (SFC:AVR403) Yu (喻凱), a licensed former licensee with CE reference AVR403. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-30 | 2013-12-31 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-30 | 2013-12-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-16 | 2011-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-16 | 2011-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-16 | 2011-11-18 |