Sang Joon Lee
李相俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Joon Lee (李相俊), a licensed former licensee with CE reference AVQ789. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-06-29 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-06-29 | 2011-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-06-29 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-06-29 | 2011-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-06-29 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-06-29 | 2011-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-03 | 2011-04-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-08-03 | 2011-04-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-08-03 | 2011-04-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-08-03 | 2011-04-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-03 | 2011-04-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-03 | 2011-04-21 |