Yuan (SFC:AVQ206) Wu
吳渊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:AVQ206) Wu (吳渊), a licensed former licensee with CE reference AVQ206. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-08-16 | 2011-03-24 |