Yuan-Hui Su
蘇圓惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan-Hui Su (蘇圓惠), a licensed former licensee with CE reference AVP793. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-06 | 2025-06-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-06 | 2025-06-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-09 | 2021-06-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-09 | 2021-06-22 |