Cowan Siang Fu Phan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cowan Siang Fu Phan ( ), a licensed former licensee with CE reference AVO745. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-03 | 2025-12-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-10-15 | 2024-10-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-24 | 2014-11-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-24 | 2014-11-10 |