Lo-Tzu Lee
李洛慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lo-Tzu Lee (李洛慈), a licensed former licensee with CE reference AVN430. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-20 | 2024-09-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-08-17 | 2018-08-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-30 | 2016-04-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-30 | 2015-10-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-29 | 2014-11-20 |