Kwai Chong Lee
李貴莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Chong Lee (李貴莊), a licensed former licensee with CE reference AVN310. This person has 5.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-24 | 2024-11-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-24 | 2021-07-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 - Advising on securities | 2019-09-24 | 2024-11-18 |