Neil George Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil George Baker ( ), a licensed former licensee with CE reference AVN241. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-08-02 | 2013-09-12 |