Shiu Yan Pong
龐兆恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Yan Pong (龐兆恩), a licensed former licensee with CE reference AVM935. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-07-20 | 2013-05-10 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-07-20 | 2013-05-10 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2010-07-20 | 2013-05-10 |