Yan (SFC:AVM924) Wang
王妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AVM924) Wang (王妍), a licensed former licensee with CE reference AVM924. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-10 | 2018-10-15 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-10 | 2018-10-15 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-01 | 2017-07-10 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-01 | 2017-07-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2017-04-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-20 | 2017-04-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-20 | 2017-04-10 |