Wan Kin Wong
黃雲鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Kin Wong (黃雲鍵), a licensed former licensee with CE reference AVM904. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-05 | 2018-12-01 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-05 | 2018-12-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-17 | 2013-11-09 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-17 | 2013-11-09 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-21 | 2010-07-21 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-21 | 2010-07-21 |