Alexandre Colin Guillaume Dupuis

CE No. AVM760 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexandre Colin Guillaume Dupuis (), a licensed former licensee with CE reference AVM760. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 1 — Dealing in securities 2013-01-04 2014-12-31
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2013-01-04 2014-12-31
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 7 — Providing automated trading services 2013-01-04 2014-12-31
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-02-27 2013-01-04
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-02-27 2013-01-04
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2012-02-27 2013-01-04
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 1 — Dealing in securities 2011-07-22 2012-02-27
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2011-07-22 2012-02-27
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 7 — Providing automated trading services 2011-07-22 2012-02-27
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-08-02 2011-07-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2010-08-02 2011-07-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2010-08-02 2011-07-22

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