Stephane Serge Claude Roger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephane Serge Claude Roger, a licensed former licensee with CE reference AVM681. This person has 7.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-04 | 2018-08-23 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-11 | 2018-08-23 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 9 - Asset management | 2014-04-11 | 2018-08-23 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-04-23 | 2014-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-04-23 | 2014-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-08-25 | 2014-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-07 | 2014-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 9 - Asset management | 2010-10-07 | 2014-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-13 | 2010-10-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-09-13 | 2010-10-07 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephane Serge Claude Roger during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jing Zhou | VERACITY INVESTMENT CO., LIMITED | 2014–2018 |
| Xin Zhou | VERACITY INVESTMENT CO., LIMITED | 2014–2017 |
| Alexandre Maurice Louis Werno | VERACITY INVESTMENT CO., LIMITED | 2015–2017 |
| Paul Raphael Demey | VERACITY INVESTMENT CO., LIMITED | 2014–2016 |
| Wei Huang | VERACITY INVESTMENT CO., LIMITED | 2017–2018 |
| Hao Zou | VERACITY INVESTMENT CO., LIMITED | 2017–2018 |
| Geng Chen | VERACITY INVESTMENT CO., LIMITED | 2017–2018 |
| Xuemin Gong | VERACITY INVESTMENT CO., LIMITED | 2018 |
| Michelle Yan Leung | VERACITY INVESTMENT CO., LIMITED | 2014 |