Wei (SFC:AVM526) Shang
商巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:AVM526) Shang (商巍), a licensed former licensee with CE reference AVM526. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-26 | 2015-03-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-26 | 2015-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2011-05-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2011-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-07-26 | 2011-05-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-07-26 | 2011-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-26 | 2011-05-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-26 | 2011-05-26 |