Dong (SFC:AVM463) Yan
嚴冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:AVM463) Yan (嚴冬), a licensed former licensee with CE reference AVM463. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-05 | 2018-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-27 | 2018-03-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-27 | 2010-12-16 |