Somesh Kumar Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Somesh Kumar Agarwal ( ), a licensed former licensee with CE reference AVM201. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-22 | 2024-01-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-05 | 2023-06-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-08 | 2023-05-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-15 | 2016-01-18 |