Pongsupak Vongvivat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pongsupak Vongvivat ( ), a licensed former licensee with CE reference AVM101. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-10-28 | 2025-10-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-23 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-10-30 | 2024-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-19 | 2016-06-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-19 | 2016-06-13 |