Sheng Xu
徐升
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Xu (徐升), a licensed former licensee with CE reference AVL544. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2012-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2012-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-07-26 | 2012-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-07-26 | 2012-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-26 | 2012-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-26 | 2012-09-01 |