Sarah Jane Wagg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Jane Wagg ( ), a licensed former licensee with CE reference AVL396. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-09 | 2011-05-17 |