Wai Nam Cheng
鄭偉楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nam Cheng (鄭偉楠), a licensed former licensee with CE reference AVL086. This person has 1.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-03-15 | 2014-10-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-30 | 2010-08-14 |