Qi (SFC:AVK792) Yan

嚴琦
CE No. AVK792 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:AVK792) Yan (嚴琦), a licensed former licensee with CE reference AVK792. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 - Advising on securities 2011-04-27 2011-07-15
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2010-07-19 2011-07-15

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