Daisuke Uchiyama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisuke Uchiyama ( ), a licensed former licensee with CE reference AVJ139. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-05-22 | 2016-04-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-03 | 2014-05-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-03 | 2014-05-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-06-28 | 2011-06-03 |