Yan (SFC:AVI832) Yu

CE No. AVI832 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AVI832) Yu (), a licensed former licensee with CE reference AVI832. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-09-02 2018-02-27
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2010-06-21 2018-02-27
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2010-06-21 2010-09-02

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