Devesh Bharat Ashra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Devesh Bharat Ashra, a licensed former licensee with CE reference AVI590. This person has 9.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2018-03-01 | 2020-01-17 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2018-03-01 | 2020-01-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2018-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2018-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-15 | 2013-03-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-15 | 2013-03-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-15 | 2012-07-10 |