Kyung Min (SFC:AVH974) Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kyung Min (SFC:AVH974) Lee ( ), a licensed former licensee with CE reference AVH974. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-30 | 2019-01-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-30 | 2019-01-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-09 | 2011-08-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-09 | 2011-08-01 |