Chuan (SFC:AVH597) He
何川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuan (SFC:AVH597) He (何川), CE reference AVH597. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-25 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2018-11-19 | 2019-09-21 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2018-08-09 | 2018-11-19 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2018-08-09 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2012-04-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-09 | 2012-04-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-09 | 2012-04-18 |