Daniel Gregory Morgan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Gregory Morgan ( ), a licensed former licensee with CE reference AVH378. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-02-03 | 2020-02-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-29 | 2018-02-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-06-07 | 2016-05-11 |