Xiaobo Sara Shao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaobo Sara Shao ( ), a licensed former licensee with CE reference AVG424. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-01 | 2012-03-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-01 | 2012-03-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-01 | 2012-03-16 |