Nan (SFC:AVE780) Li
李南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:AVE780) Li (李南), a licensed former licensee with CE reference AVE780. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2016-10-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2013-12-04 | 2016-10-26 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-20 | 2013-04-10 |