Pak Kee Tang
鄧伯基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kee Tang (鄧伯基), a licensed former licensee with CE reference AVD968. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-10 | 2022-11-01 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-10 | 2022-11-01 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2021-12-10 | 2022-11-01 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-27 | 2020-11-25 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-27 | 2020-11-25 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-16 | 2020-07-15 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-16 | 2020-07-15 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 — Asset management | 2019-12-16 | 2020-07-15 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-11 | 2019-07-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-12 | 2019-07-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-12 | 2019-07-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-12 | 2019-03-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2011-04-05 |