Yan (SFC:AVD959) Bai
白岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AVD959) Bai (白岩), a licensed former licensee with CE reference AVD959. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-29 | 2012-08-03 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-29 | 2012-08-03 |