Thomas Damian (SFC:AVD836) Roche
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Damian (SFC:AVD836) Roche ( ), a licensed former licensee with CE reference AVD836. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2013-11-15 | 2014-06-13 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2013-11-15 | 2014-06-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-12-21 | 2013-11-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-12-21 | 2014-06-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-12-21 | 2013-11-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2011-12-21 | 2014-06-13 |