Ka Ki (SFC:AVD297) Liu
廖嘉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki (SFC:AVD297) Liu (廖嘉琪), a licensed former licensee with CE reference AVD297. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-05-28 | 2013-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-05-28 | 2013-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-06 | 2012-05-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-05-06 | 2012-05-02 |