Kathleen Martha McDougall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathleen Martha McDougall ( ), a licensed former licensee with CE reference AVD132. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-10-28 | 2018-05-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-05-14 | 2010-05-24 |