Jessica Wai Ling Poon
潘惠玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Wai Ling Poon (潘惠玲), a licensed former licensee with CE reference AVD054. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-15 | 2013-10-03 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-06-15 | 2013-10-03 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-30 | 2013-10-03 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-30 | 2013-10-03 |