Kai Man Law
羅啟文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Man Law (羅啟文), a licensed former licensee with CE reference AVC921. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-28 | 2014-04-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-28 | 2014-04-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-12 | 2011-11-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-12 | 2011-11-01 |