Benjamin Joseph William Gilbert
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Joseph William Gilbert ( ), a licensed former licensee with CE reference AVB999. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-18 | 2019-01-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-28 | 2018-10-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-06-04 | 2018-06-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-03-14 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-24 | 2017-12-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-05-04 | 2017-05-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-10-07 | 2016-10-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-07-07 | 2016-07-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-04-28 | 2016-04-11 |