Xin (SFC:AVA785) Li
李信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:AVA785) Li (李信), a licensed former licensee with CE reference AVA785. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-23 | 2013-09-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-04-23 | 2013-09-07 |