Niladri Mukhopadhyay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niladri Mukhopadhyay ( ), a licensed former licensee with CE reference AVA639. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-01 | 2021-08-06 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-01 | 2021-08-06 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-04-01 | 2021-08-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2020-02-18 | 2021-05-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-04-23 | 2021-05-05 |