Qi (SFC:AVA621) Zhang
張琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:AVA621) Zhang (張琦), a licensed former licensee with CE reference AVA621. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New China Capital Management Limited 新華資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2019-01-18 |
| New China Capital Management Limited 新華資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-04 | 2019-01-18 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-09 | 2017-07-12 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-11-09 | 2017-07-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2016-10-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-09 | 2016-10-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-16 | 2014-04-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-16 | 2014-04-04 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-16 | 2014-04-04 |