David James Stephen Juxon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Stephen Juxon ( ), a licensed former licensee with CE reference AVA392. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-05 | 2015-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-04-19 | 2015-09-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-19 | 2010-12-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-19 | 2015-09-30 |