Huan Ma
馬歡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huan Ma (馬歡), a licensed former licensee with CE reference AUZ788. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-11-13 | 2016-05-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-13 | 2016-05-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-19 | 2015-06-05 |