Si Ming
明思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Ming (明思), a licensed former licensee with CE reference AUZ746. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-08 | 2011-03-02 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-08 | 2011-03-02 |