Li Chin Tan
陳麗娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Chin Tan (陳麗娟), a licensed former licensee with CE reference AUZ620. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-07 | 2011-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-07 | 2011-01-12 |