Kwai Shim Lau
劉桂嬋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Shim Lau (劉桂嬋), a licensed former licensee with CE reference AUZ618. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2011-08-31 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | 2011-08-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-20 | 2010-09-05 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-20 | 2010-09-05 |